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AdvisorReport - IIROC

Turn on more accessible mode. Turn off more accessible mode. home · Contact Us · ePublications, Français, Site Map · Careers · Home · About IIROC.

Know Your Advisor: IIROC AdvisorReport

If a former advisor/registrant no longer works for an investment firm regulated by IIROC his/her name will not appear in AdvisorReport. He/she may have left the ...

Website Terms of Use - IIROC

If you do not unconditionally accept and agree to this Agreement on your own behalf ... Deb Information Processor Service (online: www.bondtradedata.iiroc.ca).

How the IIROC Complaints Process Works

You will not receive any additional information about our review. IIROC has confidential investigation procedures and as such staff cannot comment on any ...

Surveillance of Equity Trading - IIROC

IIROC staff use a leading-edge technology system known as the Surveillance ... providing a streamlined, seamless approach not only to market surveillance but ...

Improving Self-Regulation for Canadians - IIROC

This technology-driven transformation is not only changing the products, the services and ... July-22-2019.pdf/22805/ ; https://mfda.ca/wp-content/uploads/AR2019.pdf ... dealers have had to go down this expensive road—they are referred to as.

IN THE MATTER OF: THE RULES OF THE INVESTMENT ... - IIROC

received the shares at the draw down price. 10. While it is commonly understood that new issue allocations are not intended for trading in firm's pro-trading ...

IIROC: COVID-19 And Cybersecurity - Mondo Visione

30 Mar 2020 ... ... on) an attachment, notify your IT service provider and disconnect your internet connection immediately (do not shut down your computer).

Trading Halts & Timely Disclosure - IIROC

No. A halt in trading does not reflect upon the reputation or management of a company nor upon the quality of its securities. In fact, most trading halts are usually ...

Halts & Resumptions / Cease Trade Orders - IIROC

For more information on IIROC's regulatory role relating to halts and resumptions, including an FAQ, visit the Market Monitoring & Analysis section of the website.

Investment Industry Regulatory Organization of Canada (IIROC)

Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.

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Use another browser. Check if the pages present the same problem with Internet Explorer, or another browser (Chrome, Firefox, Safari). If the problem also occurs, perform the following actions.
Use the IP address of website. Every Web site has a unique IP address. If the website you are attempting to visit contains the colon sign followed by a number in your address (for example, http://website.com:23 ), try removing that part ( http://website.com ) or replace it with 80 (http://website.com:80 ). If this does not work, you may not have given a correct address.
Check DNS cache validity. DNS is the service that converts the website's domain name into an IP address that web browser can use to connect to that site. That information is stored in your device's DNS cache to improve speed. However, if the information stored is corrupt or the website has changed its IP address, the browser may redirect you to another server.
Maybe website blocked you. Validate that the team administrator does not block these types of pages. In case if not, confirm what type of proxy settings you have to access the pages. To access it in Vista or Windows 7, click Start, type internet options, and press ENTER. In XP, select Start, then Run, type inetcpl.cpl, and press ENTER. Once you're there, click the Security tab, then the Restricted sites icon, followed by the Sites button. If the site's on this list, remove it. Then click the Privacy tab, and, again, the Sites button. Remove the URL if it's there.

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