Surveillance of Equity Trading - IIROC

Surveillance of Equity Trading - IIROC

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Surveillance of Equity Trading - IIROC

IIROC staff use a leading-edge technology system known as the Surveillance ... providing a streamlined, seamless approach not only to market surveillance but ...

Trading Halts & Timely Disclosure - IIROC

No. A halt in trading does not reflect upon the reputation or management of a company nor upon the quality of its securities. In fact, most trading halts are usually ...

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Turn on more accessible mode. Turn off more accessible mode. home · Contact Us · ePublications, Français, Site Map · Careers · Home · About IIROC.

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30 Mar 2020 ... ... on) an attachment, notify your IT service provider and disconnect your internet connection immediately (do not shut down your computer).

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For more information on IIROC's regulatory role relating to halts and resumptions, including an FAQ, visit the Market Monitoring & Analysis section of the website.

Investment Industry Regulatory Organization of Canada (IIROC)

Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.

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