OCC Rulemaking - SEC.gov

OCC Rulemaking - SEC.gov

Selected rulemaking releases from Options Clearing Corporation (OCC). ... To obtain releases not appearing on the website, contact the Public Reference ... Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan

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OCC Rulemaking - SEC.gov

Selected rulemaking releases from Options Clearing Corporation (OCC). ... To obtain releases not appearing on the website, contact the Public Reference ... Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan

SEC EDGAR Filer Technical Support Frequently Asked ... - SEC.gov

following guidance should not be relied on as definitive or a substitute for the EDGAR Filer Manual. ... Select “Adobe PDF” from the printer drop-down box. 4.

SEC Shuts Down $300 Million Fraud Perpetrated by San ... - SEC.gov

29 Aug 2019 ... Contrary to defendants' representations, the SEC asserts, defendants did not use investor funds to make loans to alcohol license applicants.

SEC Adopts Money Market Fund Reform Rules - SEC.gov

23 Jul 2014 ... These funds no longer will be allowed to use the special pricing and valuation conventions that currently permit them to maintain a constant share ...

What's New on the SEC Website, August 19, 2020 - SEC.gov

The Consolidated Arbitration Applications (Release No. 34-89617; File Nos. 3-18616, 3-18617, 3-18877, 3-18879, 3-18883, 3-18894, 3-18910, 3-18919, ...

occ.com.mx down or not working properly? Check the status of occ ...

Occ.com.mx Status. View Bolsa de trabajo OCCMundial, empleos, trabajo, portal del ...

About | OCC - Office of the Comptroller of the Currency (OCC)

... and to help make the OCC one of the best places to work in the federal government. More ... on OCC-governed banks that do not comply with laws and regulations or that otherwise ... HelpWithMyBank.govGet answers to banking questions.

Sec.gov - Is U.S. SEC Down Right Now?

Check whether Sec.gov server is down right now or having outage problems for ... If no bar is displayed for a specific time it means that the service was down ...

EX-1 - SEC.gov

In anticipation of the business combination of Oi S.A. and Portugal Telecom, SGPS, S.A., ... PT Portugal breaks down the revenues generated by its Portuguese ... PT Portugal does not manufacture handsets, but it has agreements with a ...

8-K - SEC.gov

1 Feb 2019 ... Bret Yunker, age 42, has served as a managing director of JP ... Mr. Yunker's employment will begin on a mutually agreeable date not later than ...

F-1 - SEC.gov

This preliminary prospectus is not an offer to sell these securities and it is not ... asset is determined to be impaired, then it is written down to fair value by a charge to ... HUB also provides a comprehensive suite of tools for IFAs that enable them ...

S-1 - SEC.gov

These securities may not be sold until the registration statement filed with the ... by conducting top-down risk assessments and developing policies and practices ... support, Drivers can visit Uber Greenlight Hub locations for in-person support.

EX-4.5 - SEC.gov

... the meaning assigned to such term in Condition 6 (Contingent Write-down). ... on (A) the SIX Swiss Exchange or (B) such other internationally recognised stock ... Higher-Trigger Contingent Capital that is not denominated in Swiss francs will ...

Zagg - SEC.gov

Indicate by check mark if the registrant is not required to file reports pursuant to ... Until our current borrowings are paid down below $100,000, we will not be able to ... In August 2019, Shenzhen CN-iMX Technology Co., Ltd. filed an action in ...

EX-14.1 - SEC.gov

... consult with your direct leadership and, if necessary, step down from acting on ... information about Allison Transmission or other companies, which has not yet ...

485BPOS - SEC.gov

An investment in the fund is not insured or guaranteed by the Federal Deposit ... As a Schwab Funds investor, you have a number of ways to do business with us. ... U.S. government's role in the mortgage market and to wind down, restructure, ...

DEFM14A - SEC.gov

Common stock of SanDisk is listed on NASDAQ under the symbol “SNDK. ... respectively (in each case, rounded down to the nearest whole share), equal to the ... J.P. Morgan expressed no opinion as to the fairness of the consideration to the ...

EX-99.3 - SEC.gov

You may not be able to sue the Company or its officers or directors in a ... Certificate for the subscription right of the new ordinary shares issued by Thailand Securities Depository Co., Ltd. ... ordinary shares pursuant to his/her right with round down or less than his/her right ... Conwood Indonesia (held by Conwood Co., Ltd.).

Tucows - SEC.gov

Indicate by check mark if the registrant is not required to file reports pursuant to Section ... The Tucows Domain Portfolio generates revenue by offering the portfolio's ... Credit Agreement and drew down $84.5 million on a newly created facility.

Sogou Inc. - SEC.gov

This preliminary prospectus is not an offer to sell these securities and it is not soliciting ... The shift of advertising budgets from offline to online and growth in key ...

Blueprint - SEC.gov

Indicate by check mark if the registrant is not required to file reports pursuant to ... our wholly owned subsidiary: Kuvera LLC may be found at www.kuveraglobal.com. ... The Company does not have any off-balance sheet arrangements that are ...

Pepsi Co. - SEC.gov

Yes ¨ No x. The aggregate market value of PepsiCo, Inc. Common Stock held by ... destroyed or shut down (whether as a result of natural disasters, fires, power ...

20-F - SEC.gov

(55 21) 3224-4477—[email protected] ... This annual report includes forward-looking statements that are not based on ... The table below breaks down our investments in exploration activities in 2018, which totaled US$1.35 billion.

424B4 - SEC.gov

The ordinary shares and the ADSs will not be listed on any other exchange or ... According to Alexa.com, 20% of our traffic went to mp3.baidu.com, our MP3 ... to remove the links to such websites or suspend or shut down the operation of such ...

Givaudan - SEC.gov

Givaudan has the critical size and the supply chain to serve its customers ... the economic slow down in the USA the North. American business continued to build ... not recognised in the income statement. 19. 10. 240. 231. 233. Net income. 94.

HomeAway - SEC.gov

This prospectus is not an offer to sell these securities, and we and the selling ... homeaway.es, villanao.com, homeaway.it, homelidays.es, cyberrentals.com, ... intellectual property, are later determined to be impaired and written down in value.

Petco - SEC.gov

We may not sell these securities until the registration statement filed with the Securities and Exchange Commission is effective. This prospectus is not an offer to ...

Pinterest - SEC.gov

This prospectus is not an offer to sell these securities and it is not soliciting an offer to ... to action—takes them down the full purchasing funnel, and advertisers can provide ... Affiliates of Goldman Sachs & Co. and J.P. Morgan Securities LLC, ...

sn_Current_folio_10K - SEC.gov

Indicate by check mark if the Registrant is not required to file reports pursuant to Section 13 or ... On June 15, 2017, the Company, through its wholly owned subsidiary, SN Marquis ... Once incurred, a write-down of oil and gas properties cannot.

Document - SEC.gov

Indicate by check mark if the registrant is not required to file reports pursuant to Section ... charge related to the write-down of terminated in-process technology projects ... Mr. Loewen served as Chief Financial Officer for Wyndham Hotel Group.

EX-10.1 - SEC.gov

Whereas, Decolar wishes Expedia to provide lodging supply for Decolar Travel ... Decolar shall not be prevented from implementing and generating revenue from ... If Expedia draws down any amount of the Security Deposit pursuant to the ...

Starbucks - SEC.gov

Indicate by check mark if the registrant is not required to file reports pursuant to ... If an emerging growth company, indicate by checkmark if the registrant has ... of our products or trade down to Starbucks or competitors' lower priced products as a ... ownership interests in Starbucks Coffee Korea Co., Ltd. and Tata Starbucks ...

SEC.gov | HOME

Check out our new Small Biz site, with info to help companies that want to raise ... are not available) of active broker-dealers who are registered with the SEC.

2018 - SEC.gov

Indicate by check mark if the registrant is not required to file reports pursuant to ... online reservation services, designed to help our partners grow their businesses. ... companies such as Google, Facebook, Alibaba, Tencent, Amazon and Baidu; ... Zomato, Bookatable (which is owned by Michelin), Quandoo (which is owned ...

Form 6-K - SEC.gov

BHP BILLITON LIMITED. (ABN 49 004 028 077). BHP BILLITON PLC. (REG. NO. 3196209). (Exact name of Registrant as specified in its charter), (Exact name of ...

Exhibit - SEC.gov

“Danish Lease Agreement” means the lease contracts regarding Novasol A/S' ... “Draft Closing Statement” has the meaning given to it in Clause 7.1; ... 5.7.3A All costs which are not Recurring Costs (“One-Off Costs”) under or in relation to a ...

SCIQUEST, INC - SEC.gov

Yes ¨ No x. As of March 15, 2004, the aggregate market value of the common stock held by ... SciQuest provides on-demand supplier relationship management solutions that ... Write-down of net assets of business lines to be eliminated.

Google - SEC.gov

Portions of the registrant's Proxy Statement for the 2019 Annual Meeting of Stockholders ... big issues, like dramatically improving the energy efficiency of our data centers. ... We generated over 85% of total revenues from advertising in 2018. ... As of December 31, 2018, we did not have any off-balance sheet arrangements, ...

HearUSA, Inc. - SEC.gov

HearUSA will not receive any of the proceeds from sales of these shares of ... If the Company is required to write down goodwill and other intangible assets, the ...

Fundrise - SEC.gov

You are cautioned not to place undue reliance on any forward-looking statements ... which drove down the average size of investments for the Company overall.

Form F-1 - SEC.gov

We may not sell these securities until the registration statement filed with the Securities and Exchange Commission is effective ... shutting down our servers or blocking our app/websites. ... Our main mobile apps include Genshuixue and Gaotu.

58.com Inc. - SEC.gov

We do not believe that 58.com Inc., CCNC BVI or CCIC HK meet all of the conditions ... Also, certain business activities, such as recruitment, tend to slow down ...

111, Inc. - SEC.gov

111, Inc. (Exact name of Registrant as specified in its charter). Not Applicable ... Our website is www.111.com.cn. ... of illegal gains, revocation of licenses, suspension of business, shutting down of websites or even criminal liabilities.

Form S-4 - SEC.gov

NBCUniversal, NBCUniversal Holdings, Comcast and GE do not take any ... Media, LLC, the Delaware limited liability company into which NBC Universal, Inc. ... the amortization of capitalized film costs and could result in a significant write-off, and ... Mr. Burke is a director of JPMorgan Chase & Company, an affiliate of J.P. ...

EX-99.1 - SEC.gov

SanDisk designs, develops and manufactures data storage solutions in a variety of form ... in total financing from lead banks J.P. Morgan, Bank of America and others. ... For example, WDC currently does not exclude stock-based compensation ... This drives down total cost of ownership at the data center level by providing ...

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